ASIC

Recent Highlights

• Boost its surveillance of the super industry and aims to see all ... ASIC steps up focus on super ASIC will boost its surveillance of the super industry and aims to see all trustees within the next two years. Investor Daily - 1 day, 2 hours ago  
• Banned Mr Steven Edward Fleetwood of Glenelg North, South Australia from providing ... Adelaide financial adviser banned for five years ASIC has banned Mr Steven Edward Fleetwood of Glenelg North, South Australia from providing financial services for five years. The banning of Mr Fleetwood follows an ASIC investigation of Mr ... Australian Securities Investment Commission - 1 day, 22 hours ago  
• The decision was made after discussions with the liquidators of City Pacific ... City Pacific wind-up underway A statement from ASIC said the decision was made after discussions with the liquidators of City Pacific to ensure the timing of the cancellation would not adversely affect investors in ... MoneyManagement.com.au - 3 days, 18 hours ago  
• Cancelled City Pacific’s Australian financial services licence as the company continues to ... City Pacific wind-up underway ASIC has cancelled City Pacific’s Australian financial services licence as the company continues to wind up. MoneyManagement.com.au - 3 days, 18 hours ago  
• Released changes to Class Order [CO 09/425], which provides prospectus and product ... ASIC share purchase plan relief ASIC has released changes to Class Order [CO 09/425], which provides prospectus and product disclosure statement relief for share and interest purchase plans. Under the changes, investors holding shares through ... Australian Regulartory Compliance Review - 3 days, 20 hours ago  
• Released Consultation Paper 132 Trustee companies: Financial requirement and conduct obligations (CP ... Trustee companies licensing requirements ASIC has released Consultation Paper 132 Trustee companies: Financial requirement and conduct obligations (CP 132) seeking public comment on the financial requirements and other conduct obligations for trustee companies that ... Australian Regulartory Compliance Review - 3 days, 20 hours ago  
• Released changes to Class Order 09/425, which provides prospectus and Product Disclosure ... ASIC updates share purchase plan relief ASIC today released changes to Class Order 09/425, which provides prospectus and Product Disclosure Statement relief for share and interest purchase plans. Under the changes, investors holding shares through structures ... Australian Securities Investment Commission - 3 days, 22 hours ago